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Sean Carroll and Brute Facts

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Thank you News for pointing us to the Sean Carroll/Luke Barnes exchange.  Here are some of highlights:

 

There was an extremely interesting discussion about whether Carroll’s explanation of the existing of the universe (i.e., it’s a brute fact; we have no explanation) is tenable.  Here are the highlights:

Carroll starting at 30:13:

I don’t think that I am especially bothered by the existence of brute facts in a physicalist or naturalist account of a universe with a beginning.

Then Carroll starting at 36:10:

there’s this temptation, there’s this feeling like, you know, there must be explanations for things.  And I think that in the context of modern science, modern physics, that’s not the right way to think.  I think that we need to think about what you mean by an explanation; there’s different kinds of explanations.  When we get into things like the causes of things and so forth, there is a very very different picture we have in modern physics than sort of the folk understanding of explaining why your car died.  Well, because it ran out of gas, right?  And I think that there’s a different way of thinking about things at the deepest level that has been very very successful to modern science, and in some sense, it’s a much more straightforward simple demand – it’s find the laws of physics, find the patterns that nature seems to obey and ask what things could happen that are consistent with those patterns and what things would not happen that are not consistent with those patterns.  The language of causes and explanations is inappropriate when we are talking about the fundamental nature of reality.  So . . . from that perspective there is zero bother or worry in my mind that the universe can exist.  Things are going to exist.  The question is, do things obey the laws of nature?

Then Carroll starting at 38:02:

There’s always the very very real possibility that we don’t understand everything about the universe.  Maybe what we see as the universe is part of some much larger framework, whether it’s a multiverse or something even beyond that, and within that framework one can talk about causes.  But, uh, if the universe is the whole of physical reality, then talking about causes, looking for causes, would be inappropriate.  And I think that it is exactly parallel to the idea of, you know, “could the universe have had a first moment of time.”  When I was debating William Lane Craig, he was incredulous that I could imagine both that the universe had a first moment and that it was uncaused, and his argument was basically like “if universes can just pop into existence, then why don’t bicycles pop into existence.”  And the point is well we have perfectly good explanations for that:  “bicycles popping into existence would violate the laws of physics.  It would violate laws of conservation of energy and momentum and things like that.”  The question to ask is would a universe having a first moment of time violate the laws of physics?  To the best of our current understanding the answer is no.

Barnes calls him on this.  First, he confirms Carroll’s view that the laws of nature are merely observed regularities – “patterns” is the word Carroll uses.  The word “law” is confusing; the laws of nature do not govern nature in any meaningful sense.  They are mere descriptions of what happens.  To say that a bicycle popping into existence in London means one and only one thing – a bicycle popping into existence in London has never happened before.  It does not mean that it never will.  In fact, if a bicycle were to pop into existence on the 10th of October, then “bicycles popping into existence” would from that point be perfectly consistent with the laws of nature in Carroll’s view.

At 40:49 Carroll concedes this point:  “Yeah, that’s right and that’s completely plausible if that were what the evidence demanded.  Happily, we have a much simpler theory, which is “here the laws of nature and that’s it,” and I think that’s what our burden is as scientists to find the best possible theory to explain what we see in nature.  I don’t feel the need to grant the laws of nature any coercive properties.  They’re a description of what happened.

Barnes hold’s Carroll’s feet to the fire at 42:05:

Right, but remember the question.  The question was . . . if there are brute facts – like the existence of the universe — why aren’t there more brute facts?   That was the question.  The question was, what, for example, “why don’t bicycles appear in this room right now?”  And it sounded like the answer you gave ultimately was, “well thankfully in our universe that doesn’t happen.”  But that’s not an explanation.  If brute facts are allowed, why aren’t there more of them? . . . the real problem is if you allow brute facts, they don’t have reasons, and so there can’t be a reason why there aren’t more brute facts or less brute facts or only universe is a brute fact rather than bicycles being brute facts.  So the objection here is that once you’ve allowed – once you’ve opened the door to brute facts – you can’t then stop, you know, the whole party piling in.  It’s a clown car; everything’s going to come flying out.  Why aren’t there more brute facts?  The fact that there aren’t more brute facts, the fact that there is a simple way of describing a universe in which there are no bicycles that pop into existence, is the thing to be explained.

In response Carroll explicitly gives up on the law of sufficient reason at 43:07:

Yeah, but it may not be an explanation.  I don’t think we have a right to demand an explanation for that.  I think that the fact that there a very few brute facts is a brute fact.

Then, at 43:47 Carroll makes an astonishing assertion.  The moderator keys off Carroll’s statement that we don’t have a right to demand and explanation and asks when do we a right to demand an explanation.  Carroll responds:

Well, in the context of some bigger picture, right?  So . . . we explain why bicycles don’t pop into existence.  Because there’s something called conservation of energy and momentum.  And you say, well, why is there conservation of energy and momentum?  Well, because the laws of physics have this property that there’s certain symmetries.  Why do they have that property?  Well, I don’t know.  That’s just it.  That, that’s the bottom, right.  I think that there’s absolutely no way out of hitting a bottom of these chains of explanations.

I find it remarkable that a prominent cosmologist is so incurious and irrational at the same time.  The laws of physics and the existence of space-time are just brute facts that cannot be explained.  He does not argue that they are in any sense necessary.  He just thinks he can get his contingency free.  Wow.

At 1:14:36 Carroll takes exactly the same tack to handwave fine turning away:

Why is it that way?  And I’m just really happy with saying that eventually we find that that’s the way it is.  I’m not gonna rely or be in on the idea that someday we’ll find that’s the only way it could have been.  I’m just really happy with – and comfortable with – brute facts.  I don’t think that there is any way around that.

I did agree with one of his observations.  Carroll starting at 21:50:

There’s this idea called methodological naturalism, which . . . is usually defined as the idea that when science tackles a question, science is only allowed to suggest naturalistic explanations, that the way that science moves forward is by assuming that naturalism is true, whether or not it is true, but what science does is look for the natural explanations.  Now I think number one this is false; that’s not actually what science does; I think that science looks for the true explanations.  And number two I think that this is a attempt to do something politically savvy, especially here in the United States, but failing even on that score . . . This idea of methodological naturalism as much, as anything else, grew out of the idea that we shouldn’t be teaching creationism in schools.  So it was an attempt to define what you teach in science class to preclude supernatural explanations from the start.  So I think it was sort of bad politics and bad philosophy at the same time.

Who would have thought that I would be in whole-hearted agreement with a prominent atheist?

Comments
ET -- Yet all a mechanistic universe would have to do so is sheer dumb luck. All of the fine tuning of those laws had to happen via sheer dumb luck. Science doesn’t do luck as an explanation Well, I disagree. I'm not convinced the laws can be anything other than what they are. I'm not convinced any fine tuning has occurred. Also, I think the basic 'laws' of the universe arise out of the way the basic building blocks interact and combine. In other words: no luck at all. I think it's possible that the laws of the universe are inevitable with no intervention necessary. But those are just notions. The truth is we don't know if there has been any fine tuning since we don't know if any tuning is possible. Notice I am not appealing to 'the multiverse'; I'm not a big fan of that. I could be very wrong of course. If I am wrong then it's still not clear that any tuning is possible. We just don't know. And saying there is fine tuning is just an assumption. So anything built upon fine tuning is also just a hypothesis at best.JVL
November 8, 2017
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JVL:
Which could happen in a mechanistic universe.
Yet all a mechanistic universe would have to do so is sheer dumb luck. All of the fine tuning of those laws had to happen via sheer dumb luck. Science doesn't do luck as an explanationET
November 8, 2017
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ET -- One that is governed by one set of laws. Which could happen in a mechanistic universe. In fact, would not a mechanistic, clockwork universe be more predictable than one in which an unpredictable and independent supreme being could just violate those rules whenever they wished to? Besides, even in our universe somethings are 'random' in some senses. Radioactive decay for example as exemplified by Schrodinger's famous cat. Some aspects of quantum mechanics. Biological mutations. Laws don't preclude random events.JVL
November 8, 2017
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JVL:
Let’s start with that: what you mean by an orderly universe?
One that is governed by one set of laws.ET
November 8, 2017
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Also note:
Giffin and Caticha (2007) state that Bayes' theorem and the principle of maximum entropy are completely compatible and can be seen as special cases of the "method of maximum relative entropy". They state that this method reproduces every aspect of orthodox Bayesian inference methods. In addition this new method opens the door to tackling problems that could not be addressed by either the maximal entropy principle or orthodox Bayesian methods individually. Moreover, recent contributions (Lazar 2003, and Schennach 2005) show that frequentist relative-entropy-based inference approaches (such as empirical likelihood and exponentially tilted empirical likelihood – see e.g. Owen 2001 and Kitamura 2006) can be combined with prior information to perform Bayesian posterior analysis. Jaynes stated Bayes' theorem was a way to calculate a probability, while maximum entropy was a way to assign a prior probability distribution.[9] It is however, possible in concept to solve for a posterior distribution directly from a stated prior distribution using the principle of minimum cross entropy (or the Principle of Maximum Entropy being a special case of using a uniform distribution as the given prior), independently of any Bayesian considerations by treating the problem formally as a constrained optimisation problem, the Entropy functional being the objective function. For the case of given average values as testable information (averaged over the sought after probability distribution), the sought after distribution is formally the Gibbs (or Boltzmann) distribution the parameters of which must be solved for in order to achieve minimum cross entropy and satisfy the given testable information.
That being said I'm not sure you can invoke the Principle of maximum entropy to predict sheer and utter chaos and Bayes' theorem for a supreme being.JVL
November 7, 2017
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From Wikipedia:
The principle of maximum entropy states that the probability distribution which best represents the current state of knowledge is the one with largest entropy, in the context of precisely stated prior data (such as a proposition that expresses testable information). Another way of stating this: Take precisely stated prior data or testable information about a probability distribution function. Consider the set of all trial probability distributions that would encode the prior data. According to this principle, the distribution with maximal information entropy is the proper one.
That doesn't mean we would experience only random chaos. That would be an over-application of the principle.JVL
November 7, 2017
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Mark from CO -- This statement makes my point about Mr. Carroll, apparently you, and many (if not most) materialistic scientists. You will not consider the value and contribution of philosophy. Philosophy is great! But it's not science. If you are uncomfortable with cogent, rational and logically consistent philosophical proofs, then I guess you must be uncomfortable with cogent, rational and logically consistent scientific proofs. Which I guess places you in an very irrational and uncomfortable place. I'm not uncomfortable with philosophical arguments at all. But they're not science. The law of gravity, the laws of thermodynamics, relativity, quantum mechanics . . . measurable, repeatable, predictable and observer independent laws expressed in mathematical parlance. EricMH --The maximum entropy hypothesis predicts we should only experience random chaos, and our experience can only be that of an instantaneous Boltzmann brain, if that. I'm not sure that view is universally held. The supreme being hypothesis predicts we can experience an orderly universe as real, persisting, conscious beings. You are making an assumption of what the supreme being ls like though aren't you? And, I would disagree that the universe can be uniformly categorised as orderly. Let's start with that: what you mean by an orderly universe? Also: what do you mean by a supreme being? Is your definition the same as others? This is also my point regarding Carroll’s worldview, which you misunderstand. But that is what I expect, constant, perhaps intentional, inability to understand these arguments. Perhaps I just disagree with them.JVL
November 7, 2017
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@JVL why does proposing a supreme being mean such a hypothesis is untestable? It can be tested very simply. The maximum entropy hypothesis predicts we should only experience random chaos, and our experience can only be that of an instantaneous Boltzmann brain, if that. The supreme being hypothesis predicts we can experience an orderly universe as real, persisting, conscious beings. Give the latter is true, then by Bayes' theorem, the most likely explanation is a supreme being, not maximum entropy. So simple, yet so ignored! This is also my point regarding Carroll's worldview, which you misunderstand. But that is what I expect, constant, perhaps intentional, inability to understand these arguments.EricMH
November 7, 2017
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JVL 10 "I can’t speak for Dr Carroll of course but isn’t one of the primary problems with proposing a supreme being as a ’cause’ is the inability of testing the supreme being in any way?" This statement makes my point about Mr. Carroll, apparently you, and many (if not most) materialistic scientists. You will not consider the value and contribution of philosophy. I'll repeat what I wrote above, "philosophy can... ...provide us with many cogent, rational and logically consistent ‘proofs’ to provide explanations for the ‘brute facts’ that Mr. Carrol is finding (i.e. God)." Philosophical proofs are a way of 'testing' the hypothesis that God exists. If you are uncomfortable with cogent, rational and logically consistent philosophical proofs, then I guess you must be uncomfortable with cogent, rational and logically consistent scientific proofs. Which I guess places you in an very irrational and uncomfortable place. Mark from COMark from CO
November 7, 2017
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Barry -- I listened to the whole 1.5 hour interview. Did you? I listen to Unbelieveable hosted by Justin Brierly every week in fact. And it wasn't an interview, it was more of a debate. Nonsense. The whole point of calling them brute facts is to shield them from testing. When Einstein proposed general and special relativity it was tested. In fact, as well you know, when gravitational waves were detected recently it was hailed as a validation of relativity. When the Higgs boson was proposted it was looked for, tests and experiments were conducted. I don't think the laws of thermodynamics and quantum mechanics were just blindly accepted. I'm not sure what brute facts you think are being shielded from testing. Perhaps you'd care to elucidate? Dr Carroll clearly implies that the multi-verse ideas are not yet accepted as fact. Nor is string theory.JVL
November 7, 2017
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Good to know I don't need evidence for the existence of God. It's just a brute fact.Mung
November 7, 2017
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Yes, JVL, I listened to the whole 1.5 hour interview. Did you?
You can be incredibly curious and test those brute fact
Nonsense. The whole point of calling them brute facts is to shield them from testing. Barry Arrington
November 7, 2017
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Barry - A person who is really happy with brute facts is the exact opposite of “very curious.” I”m astonished you would suggest otherwise. Have you listened to the whole interview and other interviews with him? Aside from the fact that he wouldn't have the academic position he has if he were uncurious. EricMN -- the point is not that Carroll will cease being curious, at least within his narrow domain. It is that his acceptance of “brute facts” gives him no grounds to be curious. I don't see that at all. You can be incredibly curious and test those brute facts. Why assume there will be something to find? Why not assume instead that any appearance of order is illusory, and the more we poke and prod at nature the more irrational and chaotic it seems? Umm . . if you don't know what there is to find you go looking don't you? I don't think you really understand Dr Carroll's point of view. The latter is what we’d expect mathematically speaking, due to the principle of maximum entropy. Bayes’ theorem shows that Boltzmann brains are much more likely than actual conscious beings living in an understandable universe. That he believes as much is suggested by the title of his website: The Preposterous Universe. Well, I think that name is a bit tongue-in-cheek. Perhaps a bit more research is in order. Dr Carroll states on his about me page:
With my physicist hat on, I’m a theorist who thinks about the fundamental laws of nature, especially as they connect to cosmology. Some of my work has been on violations of fundamental symmetries, the physics of dark energy, modifications of general relativity, and the arrow of time. Recently I’ve been focusing on issues at the foundations of cosmology, statistical mechanics, quantum mechanics, and complexity. My CV has links to all my research papers.
Some highlights from his CV: Apologies for not being able to format properly.
Research Highlights Spacetime Symmetries Possible violations of spacetime symmetries provide uniquely precise tests of new physics at high energies. I pioneered the study of Lorentz violation through low-energy effective Lagrangians, including proposed observational tests [1, 18]. I also proposed some of the first experimental limits on non-commutative modifications of electromagnetism [29], and constraints on dynamical Lorentz-violating fields [35, 45, 52, 53]. On cosmological scales, I have developed frameworks in which to analyze possible large-scale deviations from cosmological isotropy [44, 46, 48, 50]. Dark Matter, Dark Energy, Dark Forces I proposed experimental constraints on dynamical dark energy through its coupling to other fields, as well as suggesting how to avoid those constraints by imposing symmetries [22]. The best-motivated models of dark energy predict cosmological birefringence at a potentially observable level, which is currently being searched for observationally. I also pioneered theories of dark matter coupled to long-range forces [19, 47, 55, 61], including the possibility of an unbroken analogue of electromagnetism in the dark sector [49]. Modified Gravity Understanding the acceleration of the universe, usually attributed to dark energy, is one of the major challenges in theoretical physics today. Since our evidence for dark energy is exclusively through its gravitational effects, I suggested that a simple modification of Einstein’s equation, known as f(R) gravity, could cause acceleration without dark energy [34, 37, 43]. This idea now serves as a popular testing ground for cosmological deviations from general relativity. I explored modifications of GR due to extra dimensions [28, 33, 41] and proposed observational tests [23, 30]. Origin of the Universe & the Arrow of Time One major clue to the origin of the universe is the low entropy of the early state, responsible for the arrow of time. I proposed the first time-symmetric model of a multiverse in which the thermodynamic arrow of time arises naturally [38,39]. I have developed measures of cosmological fine-tuning [59, 63, 67, 70], and studied the possibility of the universe fluctuating into a proto-inflationary state [60]. I showed for the first time how cosmic evolution could spontaneously compactify dimensions of spacetime [56]. Foundations of Quantum Mechanics In the Everett or Many-Worlds formulation of quantum mechanics, the Born rule, that probabilities are given by the amplitude squared, must be derived rather than postulated. I proposed a new solution to this problem based on the notion of self-locating uncertainty Applying the Everett formulation to cosmology, I argued that it is possible to sidestep the Boltzmann Brain problem if Hilbert space is infinite-dimensional. I suggested a way of finding emergent spatial structure from the entanglement of an abstract quantum state Statistical Mechanics and Complexity I have argued that, while entropy increases in closed systems, natural measures of “complexity” first increase and then decrease [68]. I have proposed a new Bayesian formulation of the Second Law of Thermodynamics, which incorporates the outcomes of measurements into a tighter inequality obeyed by the evolution of open systems.
This does not sound like the kind of person who is not curious and not researching and exploring. Mark from CO - Mr. Carroll, however, seems closed to considering the implications of these ‘proofs.’ He does not want a God to exist, which he basically stated in different ways during the interview. I can't speak for Dr Carroll of course but isn't one of the primary problems with proposing a supreme being as a 'cause' is the inability of testing the supreme being in any way? I mean, how do you set up an experiment about God? People did try to test the power of prayer and the results were . . . disappointing? You could then say that God chose not to satisfy the researchers but that brings up the central problem: how do you test God as you would test a hypothesis about gravity or thermodynamics? I believe Dr Carroll when he says he just wants to know what is true but truth has to be verifiable and observer independent and repeatable. If you can subject God to those criteria then let's have at it!!JVL
November 6, 2017
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Given naturalism, naturalism is preposterous.EricMH
November 6, 2017
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Given naturalism, the universe is preposterous.Mung
November 6, 2017
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@JVL, the point is not that Carroll will cease being curious, at least within his narrow domain. It is that his acceptance of "brute facts" gives him no grounds to be curious. Why assume there will be something to find? Why not assume instead that any appearance of order is illusory, and the more we poke and prod at nature the more irrational and chaotic it seems? The latter is what we'd expect mathematically speaking, due to the principle of maximum entropy. Bayes' theorem shows that Boltzmann brains are much more likely than actual conscious beings living in an understandable universe. That he believes as much is suggested by the title of his website: The Preposterous Universe. pre·pos·ter·ous adjective contrary to reason or common sense; utterly absurd or ridiculous.EricMH
November 6, 2017
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I am not a scientist, don't claim to know cosmology, but I am interested in the broad discussion because it deals with what is truly important. It seems to me Mr. Carroll, and many (most?) scientists sharing his materialistic view, do not want to consider the ultimate questions of life. His acceptance of 'brute force facts' is a not so non-transparent way to stop short of considering the big questions of life - Why are we here and What is our purpose? From a scientific perspective, he may be right that science can't answer these questions. But philosophy can help, and has provided us with many cogent, rational and logically consistent 'proofs' to provide explanations for the 'brute facts' that Mr. Carrol is finding (i.e. God). Mr. Carroll, however, seems closed to considering the implications of these 'proofs.' He does not want a God to exist, which he basically stated in different ways during the interview. His stance is reflective of science in general - the absence of philosophy, and the active negating of the contributions that philosophy can bring to the scientific discoveries. For him and science in general, shutting philosophy out of science is the primary 'brute fact' of scientific discovery the last 50-75 years. So let's call Mr. Carroll and his science for what it is - close minded and bigoted. Mark from COMark from CO
November 6, 2017
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JVL
Clearly Sean Carroll is very curious
Sean Carroll
I’m just really happy with – and comfortable with – brute facts.
A person who is really happy with brute facts is the exact opposite of "very curious." I"m astonished you would suggest otherwise.Barry Arrington
November 6, 2017
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Carroll is happy to provide explanations for things that naturalism can explain and he is happy to accept as brute facts those things that naturalism cannot explain.Origenes
November 6, 2017
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EricMH - We took a step up when we stopped assuming there was no explanation and started looking for one. Carroll is taking us back to the pre-scientific times. An explanation is different than a rule or law. Clearly Sean Carroll is very curious and interested in the laws and rules of the universe and chose to study a field which is dedicated to figuring out the laws and rules. He is saying that asking why the rules and laws exist may not have an answer. It doesn't mean he and other physicists won't continue to investigate and explore.JVL
November 5, 2017
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Back in olden times, everything was a brute fact. There was no rhyme or reason to reality. That's why the Greeks believed everything originally was born from Chaos. We took a step up when we stopped assuming there was no explanation and started looking for one. Carroll is taking us back to the pre-scientific times.EricMH
November 5, 2017
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"There’s this idea called methodological naturalism, which . . . is usually defined as the idea that when science tackles a question, science is only allowed to suggest naturalistic explanations, that the way that science moves forward is by assuming that naturalism is true, whether or not it is true, but what science does is look for the natural explanations. Now I think number one this is false; that’s not actually what science does." Carroll has sussed out some time ago that this assumption by science makes it look bad, so he denies the assumption and gives a misleading half answer and a dash of praise. When you die you die, there is nothing there, for example, he states as a fact BECAUSE he made the assumption he denies making.Belfast
November 5, 2017
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